Compliance Officer in Illinois

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Job Summary

The Compliance Officer is responsible for the development, implementation, and maintenance of an effective compliance program to ensure adherence to all relevant laws, regulations, and company policies. They are tasked with providing guidance and oversight to ensure compliance with regulations set by regulatory agencies and internal policies and procedures. It is their responsibility to stay current with mortgage laws, rules, products, technologies, and applications and to assess...

The Position

Our bank client is seeking to fill a Compliance Officer –Sub-Advisory/ERISA Funds role in the Chicago, IL area. The successful candidate will be the compliance program lead working closely with other employees of the compliance department, business partners, legal team, portfolio management and operations teams, and other service providers and stakeholders on the daily administration of the compliance programs.

The position includes a generous salary of up to $155K and an excellent benefits package. (This is not a remote position).

Compliance Officer –Sub-Advisory/ERISA Funds responsibilities include:

• Directing and overseeing the involvement of other compliance team members assigned to support the compliance programs which may include directly managing other team members.
• Leading compliance oversight of sub-advisers and other key service providers, including frequent communication with compliance staff,...