Compliance Director

Director – NERC Compliance

Location: Charlotte or Remote

Major Duties & Responsibilities

• Direct NERC compliance program's overall performance

• Develop and implement plans, schedules, procedures, internal controls, tools and processes required to establish and maintain a comprehensive NERC Reliability Compliance Program for use by Company-managed plants, with a particular focus on applicable NERC GO/GOP and TO Standards.

• Lead a team of NERC compliance program managers, coordinators, specialists, and technical experts to maintain compliance with NERC Compliance standards.

• Direct NERC compliance monitoring activities to include but not limited to audit, self-certification, and spot-check coordination, RSAW development, gathering/preparing compliance evidence and documentation, and self-report and mitigation plan development and response actions.

• Ensure staff have the...

As Director, Regulatory Compliance Operations, you will oversee our regulatory approval, regulatory submission, and policies and procedures processes. This role is responsible for ensuring communications and submissions to regulatory agencies are in compliance with applicable requirements for all lines of business. 

• Contributes to the annual Plan risk assessment, collaborating with the various Compliance teams, to assist the enterprise in identifying areas with potential compliance issues.  
• Oversee the Regulatory Compliance Operations unit and their management of regulatory and material submissions and the Policy and Procedure Program. 
• Prepare and update materials for compliance committees including the Compliance Committee and Audit and Compliance Committee of the Board of Directors.
• Serve as the regulatory expert to ensure that marketing practices are consistent with regulatory guidelines. 
• Serve as the liaison...

About Futu US Inc.

Futu US Inc. stands at the forefront of financial services, housing two SEC registered broker-dealers alongside a cryptocurrency brokerage — all operating under the reputable wing of Futu Holdings Limited (Nasdaq: FUTU).

Our core mission revolves around innovating the investing landscape through a digitized brokerage and wealth management platform that's designed to elevate the investment experience.

Here's a closer look at our key entities:

• Futu Clearing Inc.: An SEC registered FINRA member dedicated to delivering top-tier clearing and execution services globally.
• Moomoo Financial Inc.: As an SEC registered FINRA member, we provide retail investors access to both U.S. and Asian securities markets, ensuring your investment journey is backed by expertise.
• Moomoo Technology Inc.: Offering a data-rich trading platform, we provide unparalleled insights and tools to enhance your trading...

About Radar

Radar is location infrastructure for every product and service. Companies like Panera, T-Mobile, Zillow, and IGT use Radar's geofencing SDKs and maps APIs to power location-based experiences across hundreds of millions of devices worldwide.

Today, gaming is our fastest-growing vertical. Dozens of operators and suppliers, from OSB to iGaming to iLottery to sweepstakes and more, are turning to Radar's next-generation geolocation compliance solution for unparalleled pricing, performance, and ease of integration.

Founded in 2016, Radar is headquartered in New York, NY. Radar has raised $85.5M from leading venture capital firms including Accel and Insight Partners.

About the role

Radar is looking for a Director of Compliance, Gaming to oversee our iGaming compliance efforts throughout North America. You’ll partner closely with our Co-Founder and CEO, Head of Gaming, and Head of Legal to nurture relationships...

Director of Grants & Compliance

Full-time, Remote, Exempt

About Rewiring America

Rewiring America is the leading electrification nonprofit, focused on electrifying our homes, businesses, and communities. We develop accessible, actionable data and tools, and build coalitions and partnerships to make going electric easier for households and communities. Rewiring America helps Americans save money, tackle nationwide emissions goals, improve health, and build the next generation of the clean energy workforce. We believe in an abundant, flourishing, climate-safe future, and know that, together, we can realize one.

Position Summary

Rewiring America has swiftly evolved from a fiscally sponsored entity to an independent 501(c)(3), now managing a $45-50 million annual budget. As we continue this rapid growth, we are building a robust in-house Finance team, and the Director of Grants & Compliance will be a key leader in guiding us into the next...

Location: Los Angeles

Salary: $100,000 - $105,000

Organization Overview

Founded in 2004, Brilliant Corners provides innovative housing and housing-related services to those transitioning from or at risk of homelessness or institutionalization. We develop, own, and manage multi-family supportive housing and licensed residential care homes. Additionally, we implement a broad array of scattered-site, one-on-one supportive housing, and clinical case management programs through partnerships with developmental services, homeless services, veteran services, and health care sectors.

In short, we do good work.

We have offices statewide with a staff of passionate people. While we are...

Job Title: Executive Director, Quality & Compliance

Department: Quality & Compliance

Reporting To: President, Drug Manufacturing US

Classification: Exempt

Salary Range: 200k-240k/yr, Depending on Experience

What We Do

BioDuro-Sundia is one of the premier Contract Research, Development and Manufacturing Organizations (CRDMO) globally, with more than 2,200 employees.  Our US operations are US headquartered in Irvine, CA. Our 7 global facilities provide integrated solutions and exceptional services to our clientele for challenging preclinical and clinical trial projects. With capabilities spanning Drug Discovery, Development, and Manufacturing, it is no surprise that BioDuro-Sundia is a leading partner of choice.

Why BioDuro-Sundia?

Take the next step in your career and join...

Restore Hyper Wellness (“Restore”) is the award-winning creator of an innovative new category of health—Hyper Wellness. Restore Studios delivers expert guidance and an extensive array of cutting-edge health services, such as IV drips, hot sauna, hyperbaric oxygen therapy, red light and cryotherapy, integrated under one roof. These therapies help you feel your best, so you can do more of what you love. With 200+ franchise- and company-owned locations across 40 states, our goal is to make Hyper Wellness® widely accessible, affordable, and fun. This means helping people from all walks of life feel better and perform at a higher level so they can do more of what they love. This also means ensuring that Restore is compliant with local, state, and federal laws related to the corporate practice of medicine and other healthcare regulations. Restore is private equity backed with its most recent investment round led by General Atlantic, a leading growth equity firm and Level 5 Capital...

The Director of Quality Improvement, with the support of the Vice President of Quality Improvement and Corporate Compliance, leads the oversight of quality activities aimed at promoting high quality services that foster the protection and promotion of the people’s rights, safety, health, and satisfaction and that are operated in a manner that embodies professional and ethical standards in all programs. The Director serves as a liaison between CQL and AHRC Suffolk and leads the agency accreditation process. Lastly, will work closely with OPWDD Incident Management staff and the Justice Center to ensure compliance with all guidelines and regulations. 

Role Responsibilities:

·         Participates in interview process, hiring decisions, and ensuring staff are held accountable to all policies and procedures.

·         Reviews and approves payroll to ensure...

Title: Director of Compliance

Reporting to: VP Quality

Location: Alachua, Florida, USA (On-site or hybrid role)

The Alachua manufacturing site is part of Ascend Advanced Therapeutics, a gene therapy CDMO.  Ascend is a specialist AAV development partner working to support the next-generation of life-science innovators in bringing gene therapy products to patients.  Come join our team and let’s aim higher and develop the next wave of accessible life-saving therapies together.

The Role:

As the head of the new GMP quality audit management function, reporting directly to VP, Quality this position will be responsible for strategic oversight and management of Ascend’s self-inspection and external GMP audit programs. This role serves as a subject matter expert in effectively planning, executing/managing internal and external GMP audits/self- inspections...

Founded by the Sisters of Charity of New York, the University of Mount Saint Vincent is an academically excellent, authentically inclusive, Catholic and ecumenical liberal arts university. The University combines a strong core curriculum with a full array of majors in the liberal arts and, within the tradition of liberal education, selected professional fields of study.

At Mount Saint Vincent, a student’s education extends beyond knowledge, skills, and preparation for work. We seek the development of the whole person. In the spirit of Vincent de Paul and Elizabeth Ann Seton, we foster an understanding of our common humanity, a commitment to human dignity, and a full appreciation of our obligations to each other.

Responsibilities:

Associate Athletic Director For Compliance

• Administers compliance with NCAA, Skyline Conference and UMSV rules and regulations
• Administers rules education program for Athletic Department coaches...

Overview:

The International Compliance Department of a prominent wealth management firm is seeking to hire a Director of Compliance. This department is recognized for providing exceptional financial services and solutions to clients while maintaining the highest standards of compliance and integrity.

Based on: San Jose, CA.[on-site, full-time job]

Responsibilities:

• - Oversee the U.S. compliance program and manage day-to-day regulatory issues, ensuring alignment with U.S. regulations and SEC requirements.
• - Develop and maintain compliance policies and procedures, including related internal controls, compliance training, and recordkeeping requirements.
• - Monitor regulatory changes and updates, and adjust company policies and procedures accordingly to ensure ongoing compliance.
• - Coordinate with HQ compliance and risk control teams on U.S. compliance and risk management issues.
• - Conduct regular internal audits...

MAJOR FUNCTION

The Director of Compliance and Risk Management is responsible for ensuring compliance with the applicable regulations and requirements of external entities such as local health departments, the New Jersey Department of Health, the Federal Office of Inspector General (OIG), the Health Resource and Service Administration (HRSA), and the Joint Commission through oversight and support of key areas such as provider credentialing, risk management and time and effort reporting.

ESSENTIAL FUNCTIONS

§  Oversees and coordinates risk management initiatives and activities in compliance with HJAHC’s CQPRM plan; prepares quarterly and annual Risk Assessment Reports and annual FTCA submissions

§  Collaborate with senior leadership to ensure compliance with external regulatory bodies such as HRSA, FTCA, Joint Commission, and the National Committee for Quality Assurance

§  Works with senior...

Stream Data Centers powers, cools, protects, and connects the technology of the world’s well-known hyperscale data companies, cloud providers and large enterprises. Stream is currently developing and operating across eight markets in North America. Stream has pioneered innovative evolutions in data center design to deliver dramatic gains in reliability, efficiency and sustainability that can scale as quickly as the market demands. This role will be core to Stream’s success as the business continues to grow by providing great service to its core clients and new clients.

POSITION OVERVIEW

Stream Data Centers is seeking a highly experienced Compliance Director to join our dynamic team. In this role, you will be responsible for developing and overseeing the company's compliance programs, ensuring adherence to relevant laws and regulations, and promoting a culture of ethical conduct within the organization.

You will work closely with various...

Trexquant is a growing systematic fund manager with a core team of highly accomplished technologists. We apply a wide variety of statistical and machine learning techniques to build investment portfolios and trade our client assets in global equity and futures markets.

With locations in the US, China and India, our global team is composed primarily of research professionals with advanced science, math and technology degrees. Together, our team explores the universe of quantitative methods for opportunities to enhance and adapt our platform to profit in an exciting and dynamic environment.

We’re looking for someone to join our team and become the manager of regulatory compliance for a systematic investment firm (for private funds) with solid foundations, mentoring and guidance from veteran senior staff. This opportunity is ideal for a compliance professional who strives to work on diverse projects in a thoughtful and considerate...

Location: Can be primarily based in Salinas, CA; Yuma, AZ; or El Centro, CA

Travel: 65%, based on fresh produce production seasonality

Description

Mori, formerly known as Cambridge Crops, is a dynamic Series B startup leading the charge against food waste. Our mission, "More Food, Less Waste," drives our commitment to transforming the food, agriculture, and packaging industries. By harnessing the unique properties of a naturally derived silk protein, Mori pioneers an all-natural food ingredient and coating that extends the shelf life of perishable foods. With Mori Silk, we aim to revolutionize the food system by reducing reliance on plastic packaging, minimizing food and packaging waste, and enhancing efficiency across the supply chain. Our passionate team is dedicated to continuous learning and believes in our collective ability to make a positive impact on the world. 

About the...